Eximkey - India Export Import Policy 2004 2013 Exim Policy
APPENDIX 14-I-A

APPLICATION FOR SETTING UP EOU/SEZs or UNITS IN SPECIAL ECONOMIC ZONE

Note:

1. Please see Para 6.3.1 to 6.3.3 of the Chapter 6 & Para 7.7.2 to 7.7.4 of Chapter 7 of the Handbook of Procedures (Vol.-I).

2. Please read the general instructions given in EOU/SEZ Scheme before filling this application and also some important guidelines given at the end of this application.

3. The application may be sent electronically or otherwise. But the same will be treated as incomplete without its own permanent e-mail and will not be considered.


Indicate Whether The Application Is For

AUTOMATIC APPROVALORBOARD OF APPROVAL



The application should be submitted to the Development Commissioner of the concerned Special Economic Zone(for setting up EOUs/units in SEZ) in 3 copies alongwith a crossed Demand Draft of Rs. 5,000/- drawn in favour of the Pay & Accounts Officer, Ministry of Commerce & Industry, Department of Commerce, payable at the Central Bank of India, Udyog Bhavan, New Delhi. (NO FEE SHALL BE CHARGED FOR RENEWEL/ EXTENSION OF LOP/ BROAD BANDING ETC.)


 For Official Use only

Application No.______________________________

Date :______________________________

 Date__________Month____________Year __________




Details of Bank Draft

Amount Rs.___________________

Draft No.___________________

Draft date___________________

Drawn on___________________
(Name of the Bank)

Payable at ____________________

I. NAME AND ADDRESS OF THE UNDERTAKING IN FULL (Block Letters)

Name of the Applicant Firm _________________________________

Full Address _________________________________

(Regd.Office in case of limited companies & Head Office for others_________________________________
_________________________________
_________________________________

Pin Code _________________________________

Tel. No. _________________________________

Fax No. _________________________________

Permanent E-Mail Address _________________________________

Web-Site, if any _________________________________

Passport No., if any _________________________________

Name of Bank with Address & A/c No. _________________________________

Digital Signature_________________________________

Income Tax PAN _________________________________

The name and address of each Of the Director/Partner_________________________________


II. NATURE OF THE APPLICANT FIRM:
[Please tick (ü) the appropriate entry]
Government Undertaking/Public Limited Company/Private Limited Company/
Proprietor ship/Partnership/Others (please specify)

Note:- Copy of certificate of incorporation alongwith Article of Association and Memorandum in case of companies and partnership deed in case of partnership firms may please be attached.

III. INDICATE WHETHER THIS PROPOSAL IS FOR
[Please tick (ü) the appropriate entry].

Establishment of a New Undertaking
    - Manufacturing [ ]
    - Services [ ]
Effecting Substantial Expansion

Manufacturing of New product

Conversion of (i) existing DTA unit into EOU/SEZ

(ii) existing STP/EHTP to EOU/SEZ

(In case of conversion, please attach fact sheet as per Annexure)

IV. (1) Location of the proposed undertaking

    Full Address __________________________

    Pin code __________________________
(2) ONLY FOR PROJECTS UNDER EOU SCHEME

(In case the unit is proposed to be located on leased premises, then lease should be obtained from Government or any undertaking / authority of Government. However in case lease is obtained from private parties, it shall have a validity period of five years from the date of LUT and the Development Commissioner shall satisfy himself of genuine nature of the lease.)

(a) Please indicate if the proposed location is in a Centrally Notified Backward Area [Please tick (v) the appropriate entry].

No. ______________Yes_________________ if yes, indicate category

(b) Indicate whether it is within 25 Kms from the periphery of the standard urban area limit of city having population above one million according to 1991 census.

Yes_____________ No. __________________

(c) Is it located in an Industrial Area/Estate designated/set up prior to issuance of Notification No. 477(E) dated 25th July,1991.

Yes_____________No. _____________

(d) If not, does it come under the category of non-polluting industries as notified by the Govt.

Yes ___________ No. _______________

V. ITEM (S) OF MANUFACTURE/SERVICE: (Including By-product/Co-products)

(If necessary, additional sheets may be attached)

Item(s) DescriptionCapacity(Unit = )tem Code(ITC HS Code No.)
Not required for service unit)
_______________________________________________________
_______________________________________________________
_______________________________________________________

VI.PRODUCTION (In case of more than one item, supplementary sheets may be used)

 Quantity (Unit __________)
Not required for service unit)
(Value (In Rupees)
1st year_____________________________________
2nd year _____________________________________
3rd year_____________________________________
4th year_____________________________________
5th year_____________________________________

VII. Indigenous Requirement:

 (Value in Rupees)
a) Capital Goods
b) Raw material, components, consumables,
packing material, fuel etc. during the period of 5 years

TOTAL:------------------------
------------------------

VIII. FOB VALUE OF EXPORTS

 (1 $ = Rs.)
Rupees (lakhs) US $ (Thousand)
1st year 
2nd year 
3rd year 
4th year 
5th year 
Total: 

IX. INVESTMENT:

  (RS. IN LAKHS)

(a)Land________________________

(b)Building________________________

(c)Plant and Machinery________________________

(I)Indigenous________________________
(US $ Thousand)

(ii)Import CIF value________________________

(iii)Total (I) + ii) ________________________

(d)Details of source(s) of finance,
(both Indian as well as foreign)
for the above investments

X. WHETHER FOREIGN TECHNOLOGY AGREEMENT IS ENVISAGED
(Please tick (ü) the appropriate entry)

 Yes ____________No_____________

(I)Name and Address of foreign collaborator ____________________
(ii)Terms of collaboration (Rupees lakhs)

(Gross of Taxes)
(a)Lumpsum payment_____________________
(b)Design & Drawing fee_____________________
(c)Payment to foreign technician_____________________
(d)Royalty (on exports)____________________%
(e)Royalty (on DTA sales if envisaged)____________________
(f)Duration of agreement________________(No.of years)

XI. EQUITY INCLUDING FOREIGN INVESTMENT



(i)

   $ Thousand)(Rs.lakhs)

(a)Authorized________________________________

(b)Subscribed________________________________

(c)Paid up Capital________________________________

Note:If it is an existing company, please give the break up of the existing and proposed capital structure

(ii)Pattern of share holding in the paid-up capital (Amount in Rupees)

   (Rs. in lakhs)(US $ Thousand)

(a)Foreign holding_____________ ___________________

(b)Non Resident Indian company / Individual holding
(i)Repatriable________________________________

(ii)Non-repatriable_____________ ___________________

(c)Resident holding________________________________

(d)Total (a+b (i+ii)+c) equity

_____________ ___________________

(e)(iii) External commercial Borrowing ______________ ____________________


Foreign Exchange Balance sheet

  1st2nd3rd4th5thTotal (5 yrs) In Rs./ Lakhs Total In Th US$
XII.FOB value of exports in first five years       
XIII.Foreign Exchange outgo on       
(I)Import of machinery       
(ii)Import of raw materials and components       
(iiiImport of spares and consumables       
(iv)Repatriation of dividends and profits to foreign collaborators       
(v)Royalty       
(vi)Lump sum know-how fee       
(vii)Design and drawing fee       
(viiii)Payment of foreign technicians       
(ix)Payment on training of Indian technicians abroad       
(x)Commission on Export etc.       
(xi)Foreign Travel       
(xii)Amount of interest to be paid on external commercial borrowing/deferred payment credit(specify details)       
(xiii)Any other payments(specify details)       
Total (i)to(xiii)       
Net Foreign Exchange earnings in five years       

XIV. REJECTS(Only for EOU manufacturing units.)

Generation of Rejects/Sub-standard finished goods____________________________

 ____________________________
(percentage of 5 yrs production)

Goods (In case rejects are more than 5% estimated percentage with justification may be given  (Qty.(Unit = )
  __________________________________
  __________________________________
Value (Rs. Lacs)

XV. EMPLOYMENT

  (All figures in number)

Existing  Proposed

a) Supervisory Men______________________________

Women____________________________

b) Non-supervisory Men______________________________

Women____________________________


XVI. NET FOREIGN EXCHANGE EARNING

Average NFE on FOB value of exports in 5 years__________________

XVII. MARKETING

a) Whether marketing tie-up/Buy-back envisaged/finalized (Attach documents, if any)_______
_______
Yes

G. C. A.
________
________
No

R. P. A.
b) Destination of exports (in percentage)_______
________
_______
________

XVIII OTHER INFORMATION

i) Any special features of the project proposal which you want to highlight _________________
_________________

(please attach the project report, for new units)

   ____________________
____________________
____________________

ii)(a) Whether the applicant has been issued any Industrial license or LOI/LOP under EOU/SEZ/STP/EHTP scheme if so, please give full particulars especially reference number, date of issue, items of manufacture and progress of implementation of each project. _________________
_________________
_________________

(b) Whether the applicant has submitted any other application for LOI/LOP which is pending with the Board of Approvals. If so, please give particulars like reference number, name under which application made, items of manufacture etc. __________________
__________________

iii)Whether the applicant or any of the partners/Directors who are also partners /Directors of another company or its associate concerns are being proceeded against or have been debarred from getting any License/Letter of Intent/Letter of Permission under the Export and Import (Control) Act. 1947/Foreign Trade (Development and Regulation) Act, 1992 / FEMA/Custom/Central Excise Act._________________
_________________


Place :_________ Signature of the Applicant ____________________

Date :________Name in Block Letters __________________
Designation ___________________

Official Seal/Stamp_________________Tel. No. ___________________
e-mail ___________________
Web-Site, if any ___________________
Full Residential Address_________________


UNDERTAKING

I/We hereby declare that the above statements are true and correct to the best of my/our knowledge and belief. I/We will abide by any other condition, which may be stipulated by the concerned Development Commissioner. I/We fully understand that any Permission Letter granted to me/us on the basis of the statement furnished is liable to cancellation or any other action that may be taken having regard to the circumstances of the case if it is found that any of the statements or facts therein are incorrect or false. An affidavit duly sworn in support of the above information is enclosed.

Place :_________ Signature of the Applicant ____________________

Date :________Name in Block Letters __________________
Designation ___________________

Official Seal/Stamp_________________Full Official address _________________
Tel. No. ___________________
e-mail Address___________________
Web-Site ___________________
Full Residential Address_________________
Tel. No __________________


SOME IMPORTANT GUIDELINES

1. Additional Information may be furnished by existing domestic units seeking conversion into the EOU/SEZ Scheme as per annexure.

2. Normally raw material tie-ups are not insisted upon but this may be necessary in cases, such as granite/marble/sandstone products where availability of raw materials is contingent upon Government leases etc.

3. Normally lumpsum amount up to US $ 2 Million and 8% royalty (net of taxes) as amended from time to time over a period of five years from the commencement of production is allowed as per the current EOU/SEZ Scheme on account of foreign technology agreement as per the norms of Department of Industrial Policy and Promotion. In addition selling agency commission is permitted as per RBI norms.

4. Cases involving high outgo of foreign exchange for capital goods and raw materials, the Government prefers raising of funds through external commercial borrowings.

ANNEXURE

PROFORMA TO BE FILLED IN BY THE EXISTING DTA UNITS SEEKING CONVERSION INTO THE EOU/SEZ SCHEME


a)Whether conversion of DTA Unit into the EOU/SEZ has been sought for the full existing capacity of the unit or the proposal is for partial conversion.(Please give details of the existing capacity etc.) 
b)Whether any expansion of the DTA unit proposed to be converted into EOU/SEZ has bee envisaged, if so the extent thereof.(Please give details of the existing capacity and the enhanced capacity etc). 
c)What is the level of existing exports of the unit proposed to be converted into EOU/SEZ. (Please give details of export performance item-wise for a minimum of three previous years) 
d)Whether the DTA unit is already under obligation to export, under:i) Advance Licensing Scheme;ii) Import of machinery under EPCG scheme;iii) Any other Scheme.(Give all relevant details including total E.O. imposed, the E.O. discharged till date etc.) 
e)Whether your unit is registered with the Customs or Excise authorities.(Please give details viz. Reg. No., date etc.) 
f)Are you agreeable to have your whole unit customs bonded as required under the EOU/SEZ scheme? 
g)Whether you are a merchant exporter or a manufacturer exporter.(Please give details) 
h)What is the age(year of manufacture)and residual life of items/ machinery already installed in your unit, whether they are imported or indigenous.(Please attach separate sheets giving item-wise details with value of the new CG as well as existing value of machinery presently installed). 

Date____________Signature________________________
Name __________________________
Place __________Address of the Applicant ____________

Presented by eximkey.com

Trade Intelligence
Search for latest information on item wise exports and imports, from all major Indian ports.

Username
Password